Author(s)

Yue Wang

Corresponding Author

Yue Wang

Abstract

Abstract: In recent years, with the continuous improvement of China's capital market and the deepening of capital internationalization, the securities industry also faces more complicated competition situation: Under the conditions of market economy, it is inevitable for securities companies to have financial risks: It is very important to predict, control and prevent risks correctly: In this both opportunities and challenges of the market situations, the securities firm should keep up with the pace of the times, improve the abilities of financial risk management constantly, guard against financial risks effectively, enhance its market competitiveness: This paper selects Soochow Securities as a case study, combines theory with practice, and through the qualitative and quantitative analysis of its financial risk control in recent five years, it comes to the measures to strengthen the financial risk control of securities companies:

Keywords

Keywords: Listed Securities Company; Financial Risk Control; Soochow Securities